Self-regulatory organizations

Results: 6954



#Item
331Securities Exchange Act / U.S. Securities and Exchange Commission / Economy of the United States / ACT / United States / United States securities law / Financial regulation / Financial Industry Regulatory Authority

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-FINRAMarch 16, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiven

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Source URL: www.sec.gov

Language: English - Date: 2015-03-17 08:50:59
332United States securities law / Financial markets / United States Securities and Exchange Commission / Economy of the United States / NASDAQ / Securities Exchange Act / ACT / Short / Financial Industry Regulatory Authority / Financial economics / Business / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQMarch 18, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Source URL: www.sec.gov

Language: English - Date: 2015-03-18 13:02:16
333United States Securities and Exchange Commission / Stock market / New York Stock Exchange / Economy of the United States / Financial economics / United States / Chicago Stock Exchange / United States securities law / 73rd United States Congress / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEARCAMarch 24, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-03-24 13:20:24
334United States securities law / Investment / Financial system / Self-regulatory organizations / Stock market / Regulation NMS / International Securities Exchange / Securities Exchange Act / Order / Financial economics / United States Securities and Exchange Commission / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEMarch 17, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change, as Modified b

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Source URL: www.sec.gov

Language: English - Date: 2015-03-17 16:10:23
335Auctioneering / Financial economics / Investment / Order / Auction / Initial public offering / Pricing / Stock market / Business / Auction theory

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSApril 10, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-04-13 08:37:00
336Investment / Market maker / Futures contract / Short / Order / Exchange-traded fund / Options Clearing Corporation / Financial economics / Financial markets / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxMarch 19, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 10:20:06
337Securities Exchange Act / Financial regulation / NYSE Arca / U.S. Securities and Exchange Commission / Government / United States / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaMarch 20, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Pr

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Language: English - Date: 2015-03-20 17:47:12
338Investment / Business / Finance / Regulation NMS / Financial markets / Order / Direct Edge / Securities Exchange Act / BATS Global Markets / United States Securities and Exchange Commission / Financial economics / Stock market

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-EDGAApril 7, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-04-07 13:14:28
339Investment / Self-regulatory organizations / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / United States securities law / Pacific Exchange / Market maker / International Securities Exchange / Financial economics / Financial markets / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MIAXApril 2, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness o

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Source URL: www.sec.gov

Language: English - Date: 2015-04-02 16:32:25
340Investment / Chicago Board Options Exchange / International Securities Exchange / Market maker / Option / Stock market / Financial economics / Financial markets / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MIAXMarch 20, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 15:04:32
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